On the evening of February 19, 2007, defendant Richard Tom, while driving at a high rate of speed, broadsided a vehicle driven by Loraine Wong as she was making a left turn from Santa Clara Avenue onto Woodside Road in Redwood City. Wong's two daughters, Kendall (aged 10) and Sydney (aged eight) were riding in the rear passenger seat. Sydney was strapped into a booster seat on the side of the vehicle that bore the brunt of the impact. Sydney died as a result of injuries sustained in the collision. Kendall survived, but sustained serious injuries.
As a result of the collision, defendant was charged with gross vehicular manslaughter while intoxicated, driving under the influence causing harm to another, and driving with a blood-alcohol level of 0.08 percent or higher causing harm to another. Defendant pleaded not guilty to all charges. After a lengthy trial, the jury acquitted defendant on all alcohol-related charges but returned a verdict of guilty on the lesser included offense of vehicular manslaughter with gross negligence.
In case No. A124765, defendant appeals the judgment imposed following his jury trial conviction. Defendant asserts multiple grounds for reversal of the judgment, including deprivation of constitutional rights, prosecutorial
In case No. A130151, defendant collaterally attacks the judgment by way of a petition for a writ of habeas corpus, asserting as prejudicial error many of the same issues raised in his direct appeal. On the court's own motion, we consolidated the two cases and deferred our determination of whether to issue an order to show cause on defendant's writ petition until we considered the issues raised on appeal.
Having considered the contentions raised by defendant on appeal, we conclude that the prosecution violated defendant's Fifth Amendment privilege against self-incrimination by introducing evidence at trial of his postarrest, pre-Miranda silence as proof of guilt. (Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602].) We also conclude that defendant was prejudiced by this violation of his Fifth Amendment right. Accordingly, we reverse the judgment and remand the matter for further proceedings consistent with this opinion. We dismiss the writ petition as moot given our resolution of defendant's Fifth Amendment claim.
In an amended felony information filed on October 7, 2008, the San Mateo County District Attorney (DA) charged defendant with vehicular manslaughter with gross negligence while intoxicated (unlawful killing of Sydney Ng) as a proximate result of violations of Vehicle Code sections 22350 (basic speed law) and 23103 (reckless driving), in violation of Penal Code section 191.5, subdivision (a) (count 1); driving under the influence and causing injury to another, in violation of Vehicle Code section 23153, subdivision (a) (count 2); and driving a vehicle with a blood-alcohol level of 0.08 percent or more and causing injury to another, in violation of Vehicle Code section 23153, subdivision (b) (count 3).
The DA alleged that the offense charged in count 1 was a serious felony in which defendant inflicted great bodily injury on someone other than an accomplice, pursuant to Penal Code section 1192.7, subdivision (c)(8). The DA also alleged with respect to count 1 that in the commission of the offense defendant personally inflicted great bodily injury upon Loraine Wong and Kendall Ng, within the meaning of Penal Code section 12022.7, subdivision (a).
The evidentiary phase of defendant's jury trial began on October 16, 2008. The jury delivered its verdicts on October 29, 2008. The jury found defendant
On April 22, 2009, defendant filed a motion for a new trial based on newly discovered evidence. The trial court denied the motion for a new trial and proceeded to sentencing on April 24, 2009. The trial court sentenced defendant to the middle term of four years on his conviction for vehicular manslaughter with gross negligence and imposed an additional term of three years for the personal infliction of great bodily injury upon Kendall Ng, for an aggregate term of seven years in state prison. In addition, the court ordered that defendant pay restitution in the amount of $147,860.82. Defendant filed a timely notice of appeal on April 27, 2009.
At trial, the prosecution presented testimony of several police officers who described the scene at the collision, as well as the ensuing investigation culminating in defendant's arrest on alcohol-related charges. Other prosecution witnesses included Loraine Wong and Peter Gamino, a retired police officer and friend of defendant. Gamino was with defendant during the evening the accident occurred and was driving another vehicle behind defendant's vehicle when the collision occurred. There were no third party witnesses to the collision and both sides presented expert testimony regarding the speed of defendant's vehicle at the time of the collision. We recount the pertinent trial testimony below and provide more detail where required to resolve the issues raised by defendant.
On the evening of February 19, 2007, Loraine Wong decided to take her daughters, Sydney and Kendall Ng (ages eight and 10), to her sister's house in Sunnyvale for an overnight visit. Wong drove a Nissan Maxima automatic
Wong took Santa Clara Avenue to Woodside Road en route to her sister's home. Upon reaching the intersection of Woodside Road and Santa Clara Avenue, Wong planned to turn left and proceed on Woodside to the southbound I-280 on-ramp. Wong had driven this route to her sister's home hundreds of times during the 15 years she lived on Santa Clara Avenue. Wong backed out of her driveway and called her sister on a hand-held cell phone to let her know "we were on our way to her house." The evening was chilly and clear. Wong spoke with her sister for a few minutes until she came to a full stop at the intersection of Santa Clara Avenue and Woodside Road. Wong recalled that her headlights and left-turn indicator were on at this time.
At this point, Wong was finished talking with her sister but had the cell phone in her hand. She began to inch forward, and looked to her left and observed the next cross-street, Alameda de las Pulgas. Wong then looked right and left again. Seeing no oncoming vehicles in either direction, she eased onto the accelerator pedal to execute a left turn. As she began to turn she "saw a big flash of light" and was struck by a vehicle on her left (driver's) side. Before she saw the flash of light, Wong heard no sound associated with a car braking or a horn. She did not see headlights to her left and never saw defendant's car. Wong estimated she was going about 15 miles per hour at the time of the collision.
After the collision, Wong discovered that her daughters were injured. She yelled their names; Kendall responded, but Sydney did not and never regained consciousness. Shortly, medical personnel arrived at the scene and extracted Wong and her daughters from the vehicle. Sydney and Kendall were transported to Stanford Hospital. At the hospital, Wong was informed that Sydney had died.
Retired San Francisco Police Officer Peter Gamino testified that he had known defendant for about 20 years. Gamino was visiting California and staying at defendant's house on Sequoia Avenue near Woodside Road when
Sergeant Alan Bailey and Officers Price and Felker of the Redwood City Police Department were among the first law enforcement officers to arrive at the scene of the collision. Sergeant Bailey arrived at 8:30 p.m. and took charge of coordinating the investigation. He observed that conditions were dry and it was a "pleasant evening." Bailey noted Santa Clara Avenue is a two-lane roadway, running east-west, which intersects Woodside Road, a four-lane roadway running north-south. Defendant's silver-colored Mercedes E320 was a considerable distance north of the Woodside Road/Santa Clara Avenue intersection. The Mercedes had sustained major front-end damage, the windshield was cracked and it had a couple of flat tires. Defendant was seated in the driver's seat of the Mercedes with the airbag deployed. Paramedics were attending to defendant and Officer Price was standing beside the vehicle.
Bailey parked near defendant's vehicle, and walked south through a "very large debris field." He noted that the other vehicle involved in the collision, a 1996 Nissan Maxima, had sustained "major, total damage." There was massive intrusion to the Nissan's left rear passenger door, the entire rear end of the vehicle was "destroyed," and the front windshield, the back window and the left rear passenger window were all shattered. The occupants of the Nissan had been removed from the vehicle by paramedics by the time Bailey arrived.
After examining the scene, Bailey was told by several officers that defendant was now seated in the Camry driven by Gamino. Bailey directed Officer Felker to place defendant in a patrol car. Bailey also told the officers to ask defendant if he would go to the station in order to make a statement and give a voluntary blood test. Defendant was placed in the patrol vehicle at 9:30 p.m., transported from the scene at 9:48 p.m. and arrived at the police station at 9:57 p.m. Bailey received no information at the scene as to whether defendant had shown any signs of intoxication.
Officer Price arrived at the accident scene and was directed by Officer Felker to contact defendant. Price found defendant sitting in the driver's seat of his silver Mercedes being attended by two paramedics. Price spoke briefly with defendant. About 10 minutes later, Price observed defendant walking around. At this point, he (defendant) was accompanied by his girlfriend. Paramedics were trying to convince defendant to go to the hospital but defendant did not want to go. Defendant was limping slightly but otherwise "seemed okay."
Later, Price observed defendant and his girlfriend with Peter Gamino, all sitting in the Toyota Camry, which was parked in the cordoned-off collision scene. Defendant was sitting in the front passenger seat, Peter Gamino was sitting in the driver's seat, and defendant's girlfriend was sitting in the rear seat of the car. While Price spoke with Gamino, he observed that defendant appeared calm. Defendant asked Price if he could walk home because "he lived only half-a-block away." Price told defendant that he had to stay at the scene because the investigation was still in progress. During this conversation, defendant did not ask about the condition of the occupants of the other vehicle.
Officer Felker testified that at approximately 9:48 p.m., he transported defendant from the accident scene to the police station to obtain a blood sample and a statement from defendant. Defendant was not handcuffed during the ride to the police station and his girlfriend was allowed to accompany him in the patrol car. Defendant appeared irritated that he had to go to the police station and asked Price why a blood sample could not be taken at the scene.
Officer Price arrived at the police station shortly after 10:00 p.m. and learned that a blood sample could not be obtained from defendant because he was not under arrest. Price spoke with defendant about going to the county hospital for a voluntary blood draw. Shortly after speaking with Price, defendant was escorted to the restroom by Sergeant Bailey. When defendant
Redwood City Police Motor Officer Janine O'Gorman, the lead traffic investigator for the accident in question, testified in the prosecution's case-in-chief. She arrived at the scene at 9:30 p.m. O'Gorman first walked around the perimeter of the large debris field and made a visual inspection of the vehicles involved in the collision in order to establish a reference point and map out the scene. Based on the gouge mark on the roadway and the point at which the yaw
On cross-examination, O'Gorman testified that under California's basic speed law a driver must drive at a speed that is safe under prevailing conditions. O'Gorman regularly patrols the stretch of Woodside Road where the collision occurred. On that stretch, drivers usually exceed the posted speed limit of 35 miles per hour at night when traffic is extremely light. Using a radar gun, O'Gorman clocked the average nighttime driving speed at 40 miles per hour. Police deem that speeds of 50 miles per hour and above are unsafe on that stretch of Woodside Road.
Officer Jincy Pace, a traffic accident investigator with the San Jose Police Department, testified for the prosecution as an expert in the area of collision reconstruction. Based on her review of photos of the collision scene, Officer
To determine the speed of the Mercedes at the point of impact, Pace used a method known as conservation of linear momentum. Using this methodology, Pace first calculated the postimpact speed of the Mercedes and then she applied what she considered a "ludicrous[ly]" low drag factor of 0.3 (the equivalent of slamming brakes on in snow), to account for the fact that the Mercedes was spinning postimpact.
The defense relied upon the testimony of Christopher Kauderer, an expert in accident reconstruction, to counter the opinions of Officer Pace. Kauderer testified that he was not permitted to do any destructive testing or examination of defendant's vehicle, i.e., not allowed to take anything apart. As a consequence, he was unable to conduct a mechanical inspection of the car's three major systems, braking, throttle and steering, to see if there was any preexisting mechanical condition and to document any effects of the collision on those systems. Kauderer opted not to use the wholesale "drag factor" analysis employed by Pace because assigning a drag factor to the Mercedes was, in his opinion, too speculative. The drag factor for the Mercedes was "unknown" because there were too many incalculable variables; in particular postimpact driver input, such as whether defendant had his "foot on the accelerator," steered or braked postimpact.
Instead, to calculate the speed of the vehicles at impact, Kauderer used the principle of conservation of momentum.
In rebuttal, the prosecution called San Jose Police Officer David Johnson as an expert in accident reconstruction because Officer Pace was unavailable to testify. Johnson conducted a visual inspection of defendant's Mercedes and observed that the car's front left tire was wedged against the wheel well. Johnson opined that the position of the wedged left front tire would prevent any postimpact steering by the driver and increase the Mercedes's drag factor. Johnson also disagreed with Kauderer's assumption that the vehicles reached a common separation velocity and opined that a 29-mile-per-hour postimpact speed for the Mercedes was inconsistent with the distance the vehicle traveled after impact. Finally, Johnson opined that the Mercedes's fuel pump would have shut off on impact.
Defendant contends that the testimony of Sergeant Bailey and Officer Price regarding his failure to inquire about the well-being of the occupants of the other vehicle involved in the collision was erroneously introduced as substantive evidence of guilt, in violation of his Fifth Amendment privilege against self-incrimination, and that the error was not harmless beyond a reasonable doubt.
We first address respondent's contention that defendant has forfeited his Fifth Amendment claim by failing to raise an objection below on that ground, citing People v. Stewart (2004) 33 Cal.4th 425 [15 Cal.Rptr.3d 656, 93 P.3d 271] (Stewart) and People v. Arias (1996) 13 Cal.4th 92 [51 Cal.Rptr.2d 770, 913 P.2d 980] (Arias).
And yet the forfeiture rule is not absolute. "In general, forfeiture of a claim not raised in the trial court by a party has not precluded review of the claim by an appellate court in the exercise of that court's discretion. [Citations.]" (Sheena K., supra, 40 Cal.4th 887, fn. 7.) "Thus, an appellate court may review a forfeited claim—and `[w]hether or not it should do so is entrusted to its discretion.' [Citations.]" (Ibid.) Typically, appellate courts "have engaged in discretionary review only when a forfeited claim involves an important issue of constitutional law or a substantial right. [Citations.]" (Ibid.)
Nevertheless, appellate court discretion to review forfeited claims of constitutional magnitude is circumscribed by the "established rule" that "a forfeited claim of trial court error in admitting or excluding evidence is not subject to discretionary appellate review." (Sheena K., supra, 40 Cal.4th at p. 888, fn. 7; see, e.g., People v. Lewis and Oliver (2006) 39 Cal.4th 970, 1028, fn. 19 [47 Cal.Rptr.3d 467, 140 P.3d 775] [defendants forfeited confrontation clause claim by failing to raise it below].) However, our Supreme Court has recognized a "limited exception" to the established rule "for constitutional claims initially raised on appeal when closely related to claims raised at trial regarding the admission or exclusion of evidence . . . ." (Sheena K., supra, 40 Cal.4th at p. 888, fn. 7.)
Defendant's claim that the prosecution violated his Fifth Amendment privilege against self-incrimination by introducing evidence at trial of his postarrest, pre-Miranda silence as proof of guilt falls within the limited exception sanctioned by our Supreme Court because it is a question of constitutional law initially raised on appeal and closely related to a claim raised at trial.
Defendant identifies several occasions during trial when police officers testified he did not ask or inquire about the occupants of the Nissan involved in the collision. Defendant asserts that the admission of this testimony violated his Fifth Amendment right to remain silent.
"Prosecutor: At that time did he [(defendant)] ask you any questions? [¶] . . . [¶]
"Price: He asked me if he could leave, go home.
"Prosecutor: What specifically did he say about that?
"Price: He said that he lived only half a block away. He just—he wanted to go home. He asked if it would be okay for him to walk home. [¶] . . . [¶]
"Prosecutor: When he made this request to go home, what was your response?
"Price: I told him no. That obviously the investigation was still ongoing. We needed him to remain at the scene.
"Prosecutor: At this point, when he made his request to go home, had he asked you any questions about the condition of the occupants in the Nissan?
"Price: No."
Later in Price's examination, the prosecutor asked whether, during Price's contact with defendant from about 8:20 p.m. to approximately 11:30 p.m. on
However, the Court stated that an "ordinary traffic stop" rarely rises to the functional equivalent of a formal arrest because it is "presumptively temporary and brief" compared to "stationhouse interrogation, which frequently is prolonged." (Berkemer, supra, 468 U.S. at pp. 437-438.) Moreover, "circumstances associated with the typical traffic stop are not such that the motorist feels completely at the mercy of the police" because of the exposure to public view normally attendant in the situation and the fewer police normally involved; "[i]n short, the atmosphere surrounding an ordinary traffic stop is substantially less `police dominated' than that surrounding the kinds of interrogation at issue in Miranda itself . . . ." (Id. at pp. 438-439.) Accordingly, the court concluded that persons temporarily detained pursuant to an ordinary traffic stop "are not `in custody' for the purposes of Miranda." (Berkemer, supra, 468 U.S. at p. 440.)
Berkemer controls our analysis, however the facts here compel a different outcome. First, unlike in Berkemer, the stop in this case was not "temporary
Under these increasingly coercive circumstances, where defendant was held for approximately an hour after the collision, was denied permission to leave the scene, and then placed in the rear of a patrol car for another 20 minutes before being transported from the accident scene to the police station for further investigation, we conclude that any reasonable person would interpret those restraints "as tantamount to a formal arrest." (Pilster, supra, 138 Cal.App.4th at p. 1403.) Under the totality of the circumstances here, we find the police restraints placed upon defendant ripened into those "tantamount to a formal arrest" when police transported defendant from the accident scene in a patrol car at 9:48 p.m. Additionally, the record clearly reflects that defendant did not receive Miranda warnings until he was placed under formal arrest much later that evening.
Having established defendant was in custody for Miranda purposes when he was transported from the accident scene in a patrol car, and that he did not receive Miranda warnings at that point, we now turn to defendant's claim that the prosecutor's references to his postarrest, pre-Miranda silence violated his Fifth Amendment right against self-incrimination. Neither the United States Supreme Court, nor any California court, has directly addressed the issue of whether the government can admit, in its case-in-chief, evidence of a defendant's postarrest, pre-Miranda silence. However, several federal circuit courts have addressed this issue and arrived at conflicting results. Before we
In Griffin v. California (1965) 380 U.S. 609 [14 L.Ed.2d 106, 85 S.Ct. 1229], the high court held that the Fifth Amendment "forbids either comment by the prosecution on the accused's silence or instructions by the court that such silence is evidence of guilt." (Id. at p. 615.) In reaching this holding, the high court observed that "comment on the refusal to testify is a remnant of the `inquisitorial system of criminal justice [citation] which the Fifth Amendment outlaws. It is a penalty imposed . . . for exercising a constitutional privilege[ and] . . . cuts down on the privilege by making its assertion costly." (Id. at p. 614, fn. omitted.)
Thereafter, in Doyle v. Ohio (1976) 426 U.S. 610 [49 L.Ed.2d 91, 96 S.Ct. 2240] (Doyle), the high court focused its attention on the issue of whether the State could "impeach a defendant's exculpatory story, told for the first time at trial, by cross-examining the defendant about his failure to have told the story after receiving Miranda warnings at the time of his arrest." (Id. at p. 611, fn. omitted.) The court acknowledged "the importance of cross-examination," and expressly noted that the state did not seek to use defendant's silence "as evidence of guilt." (Id. at p. 617.) Nevertheless the court concluded "the Miranda decision compels rejection of the State's position." (Ibid.) Referencing Miranda, the court stated: "The warnings mandated by that case, as a prophylactic means of safeguarding Fifth Amendment rights, [citation], require that a person taken into custody be advised immediately that he has the right to remain silent, that anything he says may be used against him, and that he has a right to retained or appointed counsel before submitting to interrogation. Silence in the wake of these warnings may be nothing more than the arrestee's exercise of these Miranda rights. Thus, every post-arrest silence is insolubly ambiguous because of what the State is required to advise the person arrested. [Citation.] Moreover, while it is true that the Miranda warnings contain no express assurance that silence will carry no penalty, such assurance is implicit to any person who receives the warnings. In such circumstances, it would be fundamentally unfair and a deprivation of due process to allow the arrested person's silence to be used to impeach an explanation subsequently offered at trial." (Doyle, supra, 426 U.S. at pp. 617-618, fn. omitted.) Accordingly, the high court held that "the use for impeachment purposes of petitioners' silence, at the time of arrest and after receiving Miranda warnings, violated the Due Process Clause of the Fourteenth Amendment." (Id. at p. 619.)
Subsequently, in Jenkins v. Anderson (1980) 447 U.S. 231 [65 L.Ed.2d 86, 100 S.Ct. 2124] (Jenkins), the high court clarified the scope of its holding in
Finally, in Fletcher v. Weir (1982) 455 U.S. 603 [71 L.Ed.2d 49, 102 S.Ct. 1309] (per curiam) (Fletcher), the Supreme Court rejected a habeas corpus petitioner's claim that he was denied due process of law under the Fourteenth Amendment when the prosecutor used his postarrest silence to impeach his testimony at trial. (455 U.S. at p. 603.) In Fletcher, the petitioner allegedly stabbed a man during a brawl. As in Jenkins, the defendant was charged with murder and at trial his defense was that he acted in self-defense. Fletcher testified at trial. On cross-examination, the prosecutor inquired about Fletcher's failure to inform the police, at the time of his arrest, that he acted in self-defense. (Id. at p. 604.) The Fletcher court stated that Doyle was inapposite on the question before it because in Doyle "the government had induced silence by implicitly assuring the defendant [via the Miranda warnings] that his silence would not be used against him." (Id. at p. 606.) "In the absence of the sort of affirmative assurances embodied in the Miranda warnings," the court concluded, "we do not believe that it violates due
Federal circuit courts addressing the issue of whether the prosecution may elicit evidence of and comment on a defendant's postarrest, pre-Miranda silence as substantive evidence of guilt have drawn on one or more of the above cited Supreme Court opinions in arriving at conflicting conclusions regarding the admissibility of this evidence. The District of Columbia Circuit addressed the issue in U.S. v. Moore (D.C. Cir. 1997) 322 U.S. App.D.C. 334 [104 F.3d 377] (Moore). In Moore, the defendant remained silent after police stopped the vehicle he was driving (the defendant was also the registered owner of the vehicle), searched the vehicle and found weapons and drugs in the engine compartment. At trial, the prosecutor elicited evidence of the defendant's silence in the face of the discovery of the drugs and weapons via the testimony of the arresting officer. Then, during closing summation, the prosecutor argued that if the defendant did not know "`the stuff was underneath the hood, . . . [he] would at least [have] said, "Well, I didn't know it was there."'" (Moore, supra, 104 F.3d at p. 384.)
Following the defendant's conviction, the Moore court addressed the defendant's claim the prosecutor improperly commented on his postarrest, pre-Miranda silence. The court stated that "[a]lthough in the present case, interrogation per se had not begun, neither Miranda nor any other case suggests that a defendant's protected right to remain silent attaches only upon the commencement of questioning as opposed to custody. While a defendant who chooses to volunteer an unsolicited admission or statement to police before questioning may be held to have waived the protection of that right, the defendant who stands silent must be treated as having asserted it. Prosecutorial comment . . . on a defendant's post-custodial silence unduly burdens that defendant's Fifth Amendment right to remain silent at trial, as it calls a jury's further attention to the fact that he has not arisen to remove whatever taint the pretrial but post-custodial silence may have spread. We therefore think it evident that custody and not interrogation is the triggering mechanism for the right of pretrial silence under Miranda. Any other holding would create an incentive for arresting officers to delay interrogation in order to create an intervening `silence' that could then be used against the defendant." (Moore, supra, 104 F.3d at p. 385.)
Similarly, in U.S. v. Velarde-Gomez (9th Cir. 2001) 269 F.3d 1023 (en banc) (Velarde-Gomez), the Ninth Circuit concluded the admission of evidence of the defendant's postarrest, pre-Miranda silence violated his Fifth Amendment privilege against self-incrimination. In Velarde-Gomez, the defendant was convicted of importation of marijuana and possession of marijuana with intent to distribute after 63 pounds of marijuana were found
Addressing the defendant's claim that admission of evidence of his postarrest, pre-Miranda silence violated his Fifth Amendment privilege against self-incrimination, the Velarde-Gomez court noted that whereas "... Miranda warnings are required to reduce the risk that suspects subject to the inherent coercion of custodial interrogation will be compelled to incriminate themselves [citation] ...," the warnings themselves are merely "`a prophylactic means of safeguarding Fifth Amendment rights' [citation]—they are not the genesis of those rights." (Velarde-Gomez, supra, 269 F.3d at pp. 1028-1029, quoting Doyle, supra, 426 U.S. at p. 617.) Therefore, the court reasoned, "once the government places an individual in custody, that individual has a right to remain silent in the face of government questioning, regardless of whether the Miranda warnings are given." (Velarde-Gomez, at p. 1029.) The Velarde-Gomez court continued, "the government may not burden that right by commenting on the defendant's post-arrest silence at trial." (Ibid., citing Griffin v. California, supra, 380 U.S. at p. 614 ["`[c]omment on the refusal to testify is a remnant of the "inquisitorial system of criminal justice," which the Fifth Amendment outlaws'"] and Miranda v. Arizona, supra, 384 U.S. at p. 468, fn. 37 ["`The prosecution may not, therefore, use at trial the fact that [the defendant] stood mute or claimed his privilege in the face of accusation.'"].)
In contrast to the decisions of the District of Columbia and Ninth Circuits, the Eighth Circuit has sanctioned the government's use in its case-in-chief of a defendant's postarrest, pre-Miranda silence as evidence of guilt, finding the admission of such evidence does not violate a defendant's Fifth Amendment rights. (U.S. v. Frazier (8th Cir. 2005) 408 F.3d 1102, 1111 (Frazier).) In Frazier, police stopped a U-Haul truck driven by the defendant. After the defendant gave police permission to search the vehicle, police found boxes filled with pseudoephedrine pills behind two mattresses in the rear of the truck. (Id. at pp. 1106-1107.) At trial, the arresting officer testified that the defendant did not say anything when officers told him he was being arrested for possession of a controlled substance. (Id. at p. 1107.) Following his jury trial conviction, the defendant argued that testimony elicited by the government during its case-in-chief concerning the defendant's postarrest, pre-Miranda silence violated his Fifth Amendment right against self-incrimination. (408 F.3d at p. 1109.)
In sum, defendant was under de facto arrest when he was driven from the scene of the accident in a patrol car and he was not given Miranda warnings at that time. During its case-in-chief, the government elicited testimony from Sergeant Bailey and Officer Price that, subsequent to his arrest, defendant never inquired about the welfare of the occupants of the other vehicle. The government offered this evidence of defendant's postarrest, pre-Miranda silence as substantive evidence of defendant's guilt, in violation of his Fifth Amendment right against self-incrimination. (Velarde-Gomez, supra, 269 F.3d
The erroneous introduction of evidence of defendant's silence is trial error subject to the harmless error analysis of the standards of Chapman v. California (1967) 386 U.S. 18 [17 L.Ed.2d 705, 87 S.Ct. 824] (Chapman). (See Arizona v. Fulminante (1991) 499 U.S. 279, 310 [113 L.Ed.2d 302, 111 S.Ct. 1246].) The Chapman standard "`requir[es] the beneficiary of a [federal] constitutional error to prove beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained.' [Citation.] `To say that an error did not contribute to the ensuing verdict is ... to find that error unimportant in relation to everything else the jury considered on the issue in question, as revealed in the record.' [Citation.] Thus, the focus is what the jury actually decided and whether the error might have tainted its decision. That is to say, the issue is `whether the ... verdict actually rendered in this trial was surely unattributable to the error.' [Citation.]" (People v. Neal (2003) 31 Cal.4th 63, 86 [1 Cal.Rptr.3d 650, 72 P.3d 280].)
On this record, the People cannot show that the verdict rendered in this case was "surely unattributable to the error." (People v. Neal, supra, 31 Cal.4th at p. 86.) The evidence against defendant in this case, as described above, was essentially in equipoise, and the prosecutor placed great emphasis upon the erroneously admitted evidence in closing argument. (Compare People v. Lewis (2008) 43 Cal.4th 415, 465-466 [75 Cal.Rptr.3d 588, 181 P.3d 947] [any error in admission of codefendant's redacted statement at joint trial was harmless beyond a reasonable doubt in light of "powerful evidence supporting the jury's verdicts ... and the prosecutor's minimal use of [the disputed] statement in the relevant portions of his closing argument"] with People v. Esqueda (1993) 17 Cal.App.4th 1450, 1487 [22 Cal.Rptr.2d 126] [erroneous admission of defendant's statements not harmless beyond a reasonable doubt where other evidence of defendant's involvement in killing was mainly circumstantial and prosecutor heavily relied upon the statements to undermine the defense case].)
During closing argument, the prosecution vigorously pressed the jury to find defendant's speed at impact was reliably determined by its expert. The prosecutor argued that defendant's speed, at the time of impact, demonstrated the "I don't care" attitude consistent with establishing gross negligence. After asserting that defendant "barrel[ed] down Woodside at double the speed limit," the prosecutor rhetorically stated, "Why did he not ... at least slow down? ... Because he was grossly negligent. He was driving down that night ... without a care of what was going to happen. I don't care is the attitude that he had." The prosecutor explained to the jury that it could not consider defendant's failure to testify, but "should and can absolutely consider... how he acted the night of the collision. And there's so much evidence about this. And all of it points to one thing; his consciousness of his own guilt." Pressing his theme, the prosecutor added: "The next one I think is particularly offensive, he never, ever asked, hey, how are the people in the other car doing? Not once.... Now you step on somebody's toe ... what is your first thing out of your mouth? Whoops. I'm sorry. I'm not saying that he has to say sorry as an expression of his guilt or as some kind of confession, but simply as an expression of his regret. Look, I'm sorry those people were hurt. [¶] Not once. Do you know how many officers he had contact with that evening? Not a single one said that, hey, the defendant asked me about how those people were doing. Why is that? Because he knew he had done a very,
Under these circumstances—an emotionally charged case, involving the death of one child and serious injury to another, and hinging on competing theories of accident reconstruction yielding widely different estimates of defendant's speed at the point of impact—the prosecutor's argument urging the jury to consider defendant's failure to ask about the welfare of the occupants of the other vehicle as substantive evidence of his guilt was highly prejudicial. In sum, because the state has failed to demonstrate beyond a reasonable doubt that the erroneous admission of evidence of defendant's postarrest, pre-Miranda silence did not contribute to the jury's guilty verdict, the judgment must be reversed. (See People v. Neal, supra, 31 Cal.4th at p. 86.)
Given our conclusion that the violation of defendant's Fifth Amendment rights requires reversal, we need not resolve the other issues raised on appeal, with one exception. For the guidance of the parties in the event the issue is raised upon a retrial (see People v. Neely (1993) 6 Cal.4th 877, 896 [26 Cal.Rptr.2d 189, 864 P.2d 460]), we shall address defendant's contention that the jury instructions on gross vehicular manslaughter (GVM) were legally deficient.
Defendant asserts that the standard of gross negligence defined in the court's GVM instruction is legally indistinguishable from the "wanton disregard for safety" standard defined in the reckless driving instruction. Therefore, according to defendant, the GVM instruction eliminates the requirement that the prosecution prove the predicate offense of reckless driving.
The elements of reckless driving
We realize that the conclusion we reach today will not provide certainty of outcome for any of the parties impacted by the tragic vehicular accident which occurred on the evening of February 19, 2007. However, where, as here, a defendant's right to a fair trial is prejudiced as a result of a violation of constitutional rights, our duty is clear—we are required to reverse the conviction. Accordingly, the judgment is reversed and the matter remanded for further proceedings consistent with this opinion. The petition for habeas corpus is dismissed as moot.
Pollak, Acting P. J., and Siggins, J., concurred.